SBIC Licensees Located in Alabama on October 7, 2010
    
Harbert Mezzanine Partners II SBIC, L.P.
	    
	Pryor Smartt, Contact
	2100 Third Avenue North, Suite 600
	Birmingham, AL  35203
	Phone:	(615)301-6395	Fax:	(615)301-6401
	Email:	Njones@harbert.net
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE PREFERENCE
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS
	    
Harbinger Mezzanine Partners, L.P.
	    
	Pryor Smartt, Contact
	2100 Third Avenue North, Suite 600
	Birmingham, AL  35203
	Phone:	(615)301-6395	Fax:	(615)301-6401
	Email:	Njones@harbert.net
	    
	INVESTMENT CRITERIA
	INVESTMENT SIZE RANGE
	Preferred Min:	$0
	Preferred Max:	$0
	    
	TYPE OF CAPITAL PROVIDED
	    
	FUNDING STAGE PREFERENCE
	    
	INDUSTRY PREFERENCE
	    
	GEOGRAPHIC PREFERENCES
	    
	DESCRIPTION OF FIRM'S FOCUS